Tags » AML

Second Star to the Right and Straight on till Morning

Leukaemia is the most common form of childhood cancer accounting for 30% of the total cancer burden in people aged 0-16. Leukaemia is a disease of white blood cells that originates in the bone marrow. 1,018 more words

Luxury dealings

Living in Guernsey, it’s easy to get complacent when it comes to crime – after all, the typical headline on our front page involves the latest political uproar, or a drunken fool going to court. 415 more words

AML

The SEC Wants More Suspicious Activity Reports!

According to Andrew Ceresney, director of the SEC Division of Enforcement, the SEC is considering enforcement cases against brokerages that fail to report suspicious activity. 180 more words

Compliance

Keywords, or, "I can't find anything!!!"

Goal: To grasp the difference between searching for what you want, and finding what there isn’t.

Time: 50-75 minutes

Needs: Computer lab

Activity:

1) Students should arrive in class with a research idea in mind, and what they may want to do with it. 191 more words

Unit 2

Bank Executives to be Held Personally Liable for Money Laundering

In what is clearly a continuing trend, the State of New York is considering to hold bank executives personally liable for failures of their bank anti-money laundering (AML) systems and processes. 156 more words

KYC

FCA recommends EDD on directors of corporate clients

In November 2014, the FCA published Proposed guidance on financial crime systems and controls that lays out sound advice on how to manage compliance and mitigate the risk of financial crime activity across a financial institution. 275 more words

KYC