Blogs about: Fiduciary

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Why Dual Agency is a Bad Idea

brightster wrote 2 weeks ago: Dual agency is when the broker/agent represents both the buyer and the seller in the same transacti … more »

Tags: Real Estate, Dual Agency, dual agency; fiduciary; real estate; representing buyer, representing buyer and seller

Tax tips to save you money!

infoblogger wrote 3 months ago: Every year I see the same mistakes that people make which cost them big bucks at tax time! Most of t … more »

Tags: taxes, tax mistakes that cost money, short term capital gains, long term capital gains, financial planner, CPA, Registered Investment Advisor, investment management fees

"The Cat And The Man Who Was Not Recondite," A Short Stort Created By Choosing Five Random Words From The Dictionary and Writing A Story About Them

supposedly wrote 4 months ago: Note: This story doubles as reading pleasure and a small vocabulary lesson.  When a word or group o … more »

Tags: Vocabulary, Prince Albert in a Can, Man, cat, recondite, Kirtle, reality, Fantasy, Illusion

Professional Liability - Canadian Overview

infinitystudies wrote 4 months ago:   Professional Negligence   Written by Curtis Goodman Darren Davies Prepared … more »

Tags: Management, Advice, consult, Contract, Insurance, Liability, Negligence, Professional

Fidelity promoting genocide??3 comments

davilaluis wrote 4 months ago: A couple of days ago I received a notice from Fidelity Investments letting me know that because of m … more »

Tags: Corporate social responsibility, Darfur, 401(k), activist, Fidelity, genocide, responsible investment

Nonprofit Board Independence – Does It Matter?

rebdiamond wrote 4 months ago: st1:*{behavior:url(#ieooui) } /* Style Definitions */ table.MsoNormalTable {mso-style-name: … more »

Tags: governance, Nonprofit, Non-profit, Policy & Governance, Independence, accountable, boards, church, Sin

Mortgage Brokers: is There a Fiduciary Duty to Borrowers?

mortgageforensics wrote 5 months ago: A debate is simmering in the mortgage industry about whether mortgage brokers who arrange loan tran … more »

Tags: Constitutional Issues, Contract Law, Real Estate, realtor

When your lawyer acts like a "lawyer"...

arkady39 wrote 5 months ago: The members of legal profession have been suffering from the reputation of being arrogant, greedy, a … more »

Tags: attorney-client relationship, attorney, Client, intimidated, Lawyer

Fiduciary Duty of an Auctioneer4 comments

Auction Law wrote 8 months ago: An auctioneer’s fiduciary duty is to the seller. This means the auctioneer is an agent for th … more »

Tags: antiques, antiques dealer, Auction, Auctioneer, Blogroll, ethics, Law, auction law, auctioneer fiduciary

Case Report - Fiduciaries may prepare to depart

Dan Michaluk wrote 9 months ago: There is a line of case law in which Canadian courts have held that “ordinary employees” … more »

Tags: departing employees, calyniuk, Fiduciary duties, Litigation

Auction Laws in the U.S.A.

Auction Law wrote 11 months ago: In the U.S., there is no federal law regulating auctions (Thank goodness). Regulation is left up to … more »

Tags: antiques, antiques dealer, Auction, Auctioneer, Buyer's Premium, ethics, Law, auction law, auctioneer fiduciary

DOL's Voluntary Fiduciary Correction Program Updated

Fuguerre wrote 2 years ago: The Department of Labor's Employee Benefits Security Administration has expanded and streamlined … more »

Tags: Compliance, DOL

Implicit Exception for Participant Direction

Fuguerre wrote 2 years ago: The ERISA §403 requirement that plan trustees exercise exclusive control over plan assets has a … more »

Tags: Investment

En Banc 5th Reopens ERISA Fiduciary Lawsuit

Fuguerre wrote 2 years ago: Rehearing en banc a district court dismissal previously affirmed by the appellate court, the 5th Cir … more »

Tags: Litigation


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